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Risk Management & Trading Psychology

Stop placement, gaps and slippage

A stop is a plan, not a guarantee. Place it where the idea is wrong, then budget for fills that are worse than planned.

Where stops belong

Place stops beyond the level whose break invalidates the idea, plus a buffer related to normal noise (for example a fraction of the average daily range). A stop inside normal noise gets hit by randomness; a stop chosen only to fit a dollar amount has no logic.

Round numbers and obvious swing points attract many stops. Some traders offset slightly beyond them.

Why fills differ

A stop-market order becomes a market order when triggered; it fills at the next available price. Overnight gaps, news and thin books produce slippage. A stop-limit avoids bad fills but may not fill at all, leaving you in a losing trade.

Worked example

A gap through the stop (synthetic)

  1. Long 200 shares at $50.00, stop $49.50. Planned risk = 200 × $0.50 = $100 (1R).
  2. Bad news overnight; the stock opens at $47.80 and the stop fills there.
  3. Actual loss = 200 × $2.20 = $440 = 4.4R.
  4. Mitigations: smaller size around known events (earnings), avoid holding through them, or accept and budget for the risk.

Plan for 1R, prepare for occasional multi-R losses.

Common misconceptions

A tight stop means low risk.

It means small risk per share; it is hit more often and gaps can exceed it.

Moving a stop further away 'gives the trade room'.

It silently increases risk after entry. Widen the stop only by cutting size to keep risk constant.

Checkpoint

Long 300 shares, entry $20.00, stop $19.60. It gaps and fills at $19.00. What was the result in R?